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Event code
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ESEMEF212L01
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Language
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Cantonese
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Event name
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Entities Listing on HKEX Series – Internal Controls for Listing Applicants and Listed Companies (archived webinar)
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CPD hours
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2.00
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Competency
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Corporate and Strategic Finance,Accounting and Financial Reporting,Corporate Governance
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Sub-Competency
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Analysing financial reports,Compliance with legal & regulatory requirements and CG best practices,Project valuation and financial due diligence,Understanding of capital market and financial instruments/ hedging products
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Level
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2 - Intermediate
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Contact
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Payment & Enrolment at enrolment@hkicpa.org.hk / 2287 7381 or Course Information at online@hkicpa.org.hk / 2287 7435
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Description
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Speaker Mr. Kenneth Yuen CPA, FCCA, BBA, MPA, MBS
Director, ZHONGHUI ANDA Risk Services Limited Overview This course covers:
• Relevant guidelines, rules and regulations of Practice Note 21, SFC Code of Conduct, AATB 1 and Listing Rules Appendix 14
• Disclosure of non-compliance incidents under the Guidance Letter of the HKEX
• Latest corporate governance requirements for listing applicants and listed companies
• Committee of Sponsoring Organizations of the Treadway Commission (COSO) – Integrated Framework
• Areas of focus for internal control review
• Internal control review process
• Handling internal control issues for the fulfilment of resumption guidance
• Common internal control weaknesses and deficiencies in practical or resumption cases Notice This course operates under a new Learning management system (LMS) that is designed to enhance your learning experience. To gain access to LMS, please register for an LMS account. Within a day, you will receive an e-mail from LMS containing your login ID and a one-time password for activation. If you have already registered an LMS account, you will be able to access the course within 24 hours. The viewing period is 180 days. |
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