Event Information
Event code ESEMEF212L01 Language Cantonese
Event name Entities Listing on HKEX Series – Internal Controls for Listing Applicants and Listed Companies (archived webinar)
CPD hours 2.00
Competency Corporate and Strategic Finance,Accounting and Financial Reporting,Corporate Governance Sub-Competency Analysing financial reports,Compliance with legal & regulatory requirements and CG best practices,Project valuation and financial due diligence,Understanding of capital market and financial instruments/ hedging products
Level 2 - Intermediate
Contact Payment & Enrolment at enrolment@hkicpa.org.hk / 2287 7381 or Course Information at online@hkicpa.org.hk / 2287 7435
Description

 

​​Speaker

Mr. Kenneth Yuen CPA, FCCA, BBA, MPA, MBS
Director, ZHONGHUI ANDA Risk Services Limited

Overview

This course covers:
• Relevant guidelines, rules and regulations of Practice Note 21, SFC Code of Conduct, AATB 1 and Listing Rules Appendix 14
• Disclosure of non-compliance incidents under the Guidance Letter of the HKEX
• Latest corporate governance requirements for listing applicants and listed companies
• Committee of Sponsoring Organizations of the Treadway Commission (COSO) – Integrated Framework
• Areas of focus for internal control review
• Internal control review process
• Handling internal control issues for the fulfilment of resumption guidance
• Common internal control weaknesses and deficiencies in practical or resumption cases
 
Notice
This course operates under a new learning management system (LMS) that is designed to enhance your learning experience. After successfully enrol in the course, you will receive an activation e-mail from LMS within 24 hours, which includes your login ID and a one-time password. If you have already activated your LMS account, the course will become available for your viewing within 24 hours on LMS.
 

 

 
Event Date
Date / Time CPD hours
4 May 2023 2.00
Fee Information
Type Fee (HKD)
Enrolment Member 160.00
Student 160.00
Non-member 360.00
Enrolment Date
Enrolment from 08 Sep 2023 (00:00) to 01 Feb 2025 (23:59)
Full Hot and limited seat Promotion
Closed e-Learning Continuing Education Fund
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