Mr. Kenneth Yuen CPA, FCCA, BBA, MPA, MBS
Director, ZHONGHUI ANDA Risk Services Limited
This course covers:
• Relevant guidelines, rules and regulations of Practice Note 21, SFC Code of Conduct, AATB 1 and Listing Rules Appendix 14
• Disclosure of non-compliance incidents under the Guidance Letter of the HKEX
• Latest corporate governance requirements for listing applicants and listed companies
• Committee of Sponsoring Organizations of the Treadway Commission (COSO) – Integrated Framework
• Areas of focus for internal control review
• Internal control review process
• Handling internal control issues for the fulfilment of resumption guidance
• Common internal control weaknesses and deficiencies in practical or resumption cases
Notice
This course operates under a new learning management system (LMS) that is designed to enhance your learning experience. After successfully enrol in the course, you will receive an activation e-mail from LMS within 24 hours, which includes your login ID and a one-time password. If you have already activated your LMS account, the course will become available for your viewing within 24 hours on LMS.