Event Information
Event code EWEB22012701 Event Flyer Closed e-Learning Language English
Event name FSIG webinar - SFC/Stock Exchange Investigations and Proceedings against Listed Companies and Directors
CPD hours 1.50
Competency Industry Knowledge,Financial Services IG Sub-Competency Business and product knowledge
Level 2 - Intermediate
Contact enrolment@hkicpa.org.hk / 2287 7381 (phone) / 2893 9853 (fax) for payment & enrolment status or jordancheung@hkicpa.org.hk / 2287 7067 (phone) for course information
Description

Alleged corporate fraud and misfeasance is a key area of concern in the eyes of the regulators. It has not only been one of the enforcement priorities of the Securities and Futures Commission in recent years, the powers of the Hong Kong Stock Exchange have also been strengthened to enhance the disciplinary regime against listed companies and their directors or senior personnel. This webinar will provide an overview and practical guidance to the investigatory and enforcement powers of the Securities and Futures Commission and the Hong Kong Stock Exchange against listed companies and their directors or senior personnel.
Event Date
Date / Time CPD hours
27 Jan 2022 (12:30 - 14:00) 1.50
Fee Information
Type Fee (HKD)
Enrolment Member Fee 150.00
Student Fee 150.00
Non-member Fee 330.00
Full Hot and limited seat Promotion
Closed e-Learning Continuing Education Fund
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