Regulatory and Compliance Series for Listed Issuers: Disclosure of Inside Information and Continuing Disclosure Obligations - Part 2: Continuing Disclosure Obligations (archived session) (ESEMEF366L01)

In today's dynamic regulatory landscape, listed issuers in Hong Kong face increasing regulatory scrutiny from the Hong Kong Stock Exchange and regulatory authorities, making it imperative for listed issuers to stay informed about their compliance obligations.

The Regulatory and Compliance Series for Listed Issuers is designed to provide directors and compliance officers of listed issuers and other participants who have to deal with regulatory and compliance issues of listed issuers with an overall view of the major regulatory issues that listed issuers in Hong Kong will face post-listing. The Series will cover major compliance topics and legal and regulatory updates on major and proposed changes to the Hong Kong Listing Rules during the relevant periods. Cases and relevant court judgments will be discussed as part of the training materials.

This e-Seminar will combine disclosure of inside information and continuing disclosure obligations of listed issuers in one 5-hour session. In this combined session, the meanings of “inside information” and “false market” as well as the practices relating to disclosure of inside information and information to avoid a false market will be explained. Good practices on handling of inside information and a sample disclosure policy will also be discussed. As usual, case discussions will also be included. Please note that this is a 5-hour session divided into two consecutive sub-sessions of 2.5 hours each. It is strongly recommended that you make yourself available for the entire combined session. However, you may just join any one of the sub-sessions as each of them is self-contained. Topics include:

Part 2: Continuing Disclosure Obligations

• Good practices for handling inside information
• Disclosure obligations under the LR
• Trading halt or suspension
• Fales market and trading halt
• Voluntary announcements
• Annual Report Explorer – disclosure repository
• Disclosure policy

​​Notice

This course operates under a new Learning management system (LMS) that is designed to enhance your learning experience. To gain access to LMS, please register for an LMS account. Within a day, you will receive an e-mail from LMS containing your login ID and a one-time password for activation. 

If you have already registered an LMS account, you will be able to access the course within 24 hours. 
The viewing period is 180 days.

Offline enrolment form