As Hong Kong welcomes more and more A+H listings, a basic understanding of the similarities and differences of the A and H regulatory and compliance rules is becoming more and more important, for practitioners who have to deal with A+H listed clients as well as for those who wish to be appointed as a director or company secretary of A+H listed issuers. The new A+H Regulatory and Compliance Series aims to achieve this purpose.

In each topic, the basic H share listing rules (Hong Kong listing rules), for example, the rules on connected transactions, will be compared with the A share listing rules (Shanghai and Shenzhen listing rules) to show some of the major differences and similarities on the connected transaction rules of the two regulatory regimes. As usual, cases will also be discussed as appropriate. For the time being, the new series will cover only three topics, namely, information disclosure, connected transactions, and annual report preparation.

​​A+H Regulatory and Compliance Series: A+H Disclosure of Information (archived webinar) (ESEMEF316L01)

This e-seminar will focus on A+H disclosure of information. Topics include:

• 内地信息披露的相关法规及指引
• 信息披露比较
  • "内幕消/信息"的定义
  • 内幕信息形成时点
  • 内幕消息/重大事件的披露时点
  • 披露责任
  • 信息披露义务人
  • 信息披露义务人的信息披露责任
  • 披露方式
  • 安全港
  • 合理措施
  • 信息披露考评

​​Notice

This course operates under a learning management system (LMS) designed to enhance the learning experience. The course will be available to LMS-registered users within 24 hours. (Note: first-time user will receive an activation email shortly from no-reply@lmsmailbox.hkicpa.org.hk containing instructions to activate an LMS account.) The viewing period for the course is 180 days.

Offline enrolment form