In today's dynamic regulatory landscape, listed issuers in Hong Kong face increasing regulatory scrutiny from the Hong Kong Stock Exchange and regulatory authorities, making it imperative for listed issuers to stay informed about their compliance obligations.

The new Regulatory and Compliance Series for Listed Issuers is designed to provide directors and compliance officers of listed issuers and other participants who have to deal with regulatory and compliance issues of listed issuers with an overall view of the major regulatory issues that listed issuers in Hong Kong will face post-listing. The Series will cover major compliance topics and legal and regulatory updates on major and proposed changes to the Hong Kong Listing Rules during the relevant periods. Cases and relevant court judgments will be discussed as part of the training materials.

Regulatory and Compliance Series for Listed Issuers: Disclosure of Inside Information (archived session) (ESEMEF297L01)

This session will focus on disclosure of inside information in relation to listing on HKEX. Topics include:

• Goals of disclosure of inside information law
• What is "inside information"?
• Duty to disclose
• Safe harbours
• Specific disclosures
• Sanctions and compensation
• Disclosure obligations under the Listing Rules
• Trading halt or suspension
• Inside information disclosure vs insider trading

​​Notice

This course operates under a learning management system (LMS) designed to enhance the learning experience. The course will be available to LMS-registered users within 24 hours. (Note: first-time user will receive an activation email shortly from no-reply@lmsmailbox.hkicpa.org.hk containing instructions to activate an LMS account.) The viewing period for the course is 180 days.

Offline enrolment form