Event Information
Event code ESEMEF278L01 Language Cantonese
Event name Entities Listing on HKEX Series – Legal and Regulatory Updates 2023/24 (archived session)
CPD hours 2.00
Competency Accounting and Financial Reporting,Taxation,Corporate and Strategic Finance,Corporate Governance Sub-Competency Analysing financial reports,Compliance with legal & regulatory requirements and CG best practices,Project valuation and financial due diligence,Tax computation & tax compliance,Understanding of capital market and financial instruments/ hedging products
Level 2 - Intermediate
Contact Payment & Enrolment at enrolment@hkicpa.org.hk / 2287 7381 or Course Information at online@hkicpa.org.hk / 2287 7435
Description

In 2023, there marked an 18% cut in the number of IPOs and a 54% decline in proceeds raised in Hong Kong. To recuperate from the downturn, continuous efforts have been made in the Hong Kong IPO market to boost the overall attractiveness of Hong Kong's capital market. The Hong Kong Exchange (HKEX) introduced Chapter 18C of the Main Board Listing Rules in 2023 to open up listing channels for specialized technology companies which will help connect specialist technology companies with international funds, bringing new opportunities to technology companies. The reforms to GEM Listing Rules were effective in January 2024, streamlining the transfer mechanism to further enable qualified GEM issuers to transfer to the Main Board. In addition, the HKEX launched of the Fast Interface for New Issuance (FINI) and Synapse platforms, as well as the cooperation with the Middle East and Association of Southeast Asian Nations (ASEAN), providing greater convenience and transparency for market participants. As a word, this will be a challenge year for the Hong Kong Capital Market.

This series aims at providing participants the updates on key aspects for listing. The webinars will cover recent update on the Hong Kong listing requirements and Mainland China regulatory developments on overseas listing, tax considerations for going public, internal control and cybersecurity readiness, corporate fraud and financial accounting scandals, cross border data transfer rules in China and the continuing obligations of a listed entity with the objective of enhancing participants' understanding of rules and regulations for listed or listing entities on HKEX, etc.

Entities Listing on HKEX Series – Legal and Regulatory Updates 2023/24 (archived session) (ESEMEF278L01)

This e-seminar will focus on legal and regulatory updates in 2023/24.

Topics include:

  • Market Misconduct Tribunal:
    • 2nd report on Mayer Holdings – 'materially affect the price' (Jul 2023)
    • Report on China Forestry (Aug 2024)
    • Report on whether insider dealing in Bloomage BioTechnology shares (Jul 2024)
  • Court judgment:
    • Isidor Subotic v SFC (CFA)(service out of jurisdiction)(Oct 2023)
  • Securities and Futures Commission (SFC):
    • "CRAFT" strategies, speech by Mr. Chris Wilson, Executive Director of SFC (Sep 2024)
    • Announcement on shareholding high concentration: Sanergy Group (Sep 2024)
  • HKEX and Listing Rules:
    • Share buy-back, Guidance Letter GL117-23 (Oct 2023)
    • Treasury shares, Guidance Letter GL119-24 and PN26 (Apr 2024)
    • Placing to existing shareholders in an IPO (Nov 2023)
    • Disciplinary case – China Ecotourism Group Limited
    • Reverse takeovers case – Champion Technology (Mar 2024)
    • Delisting – Chong Kin Group (Feb 2024)
  • Takeovers Code:
    • Amendments to the Takeovers Code – Some relevant amendments (Sep 2023)

​​Notice

This course operates under a learning management system (LMS) designed to enhance the learning experience. The course will be available to LMS-registered users within 24 hours. (Note: first-time user will receive an activation email shortly from no-reply@lmsmailbox.hkicpa.org.hk containing instructions to activate an LMS account.) The viewing period for the course is 180 days.

Offline enrolment form
Event Date
Date / Time CPD hours
15 Apr 2025 00:00 - 31 Dec 2099 23:59 2.00
Fee Information
Type Fee (HKD)
Enrolment Member 160.00
Student 160.00
Non-member 360.00
Enrolment Date
Enrolment from 15 Apr 2025 (00:00) to 31 Dec 2099 (23:59)
Series
ESEMEF250L01 - Entities Listing on HKEX Series – Session 1: Disclosure of Inside Information (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF251L01 - Entities Listing on HKEX Series – Session 2: Connected Transaction (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF252L01 - Entities Listing on HKEX Series – Session 3: Notifiable Transaction (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF253L01 - Entities Listing on HKEX Series – Session 4: Valuation: Before and After the M&A Transactions (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF254L01 - Entities Listing on HKEX Series – Session 5: Updating on New Listing Issues (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF255L01 - Entities Listing on HKEX Series – Session 6: Pillar 2 (archived session) (30 Oct 2024 00:00 - 31 Dec 2099 23:59)
ESEMEF258L01 - Entities Listing on HKEX Series – Session 7: The Focus on Corporate Governance Issues after Listing (archived session) (14 Jan 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF259L01 - Entities Listing on HKEX Series – Session 8: Enhanced Climate-related Disclosure Requirements by HKEX (archived session) (14 Jan 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF260L01 - Entities Listing on HKEX Series – Session 9: Key Considerations for Hong Kong Spin-off Listing (archived session) (14 Jan 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF271L01 - Entities Listing on HKEX Series: Privatization (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF272L01 - Entities Listing on HKEX Series – Recent PRC Regulatory Developments on Overseas Listing (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF273L01 - Entities Listing on HKEX Series – General Offer (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF274L01 - Entities Listing on HKEX Series – Reverse Takeovers (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF275L01 - Entities Listing on HKEX Series – Recent Update on the Listing Requirements (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF276L01 - Entities Listing on HKEX Series – Corporate Fraud and Financial Accounting Scandals: A Forensic Perspective (archived session) (26 Mar 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF279L01 - Entities Listing on HKEX Series – Insights on Market Research for Listing (archived session) (09 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF280L01 - Entities Listing on HKEX Series – Cross Border Data Transfer Rules in China (archived session) (09 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF281L01 - Entities Listing on HKEX Series – Share Buy-back and Treasury Shares (archived session) (15 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF282L01 - Entities Listing on HKEX Series – Accounting and Audit Matters for Listing Document on HKEX (archived session) (10 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF283L01 - Entities Listing on HKEX Series – Internal Control and Cybersecurity Readiness (archived session) (10 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF284L01 - Entities Listing on HKEX Series – Listed Companies Under Winding-Up Context and Overview of the Restructuring and Insolvency Landscape in Hong Kong (archived session) (10 Apr 2025 00:00 - 31 Dec 2099 23:59)
ESEMEF285L01 - Entities Listing on HKEX Series – Tax Considerations for Going Public – Pitfalls or Opportunities? (archived session) (10 Apr 2025 00:00 - 31 Dec 2099 23:59)
EWEB25043001 - Live webinar: Entities Listing on HKEX Series – Session 1: Global Pillar 2 Update (30 Apr 2025 (19:00 - 21:00))
EWEB25050801 - Live webinar: Entities Listing on HKEX Series – Session 2: IPO Update (08 May 2025 (19:00 - 21:00))
EWEB25051501 - Live webinar: Entities Listing on HKEX Series – Session 3: Board Performance Evaluation (15 May 2025 (19:00 - 21:00))
EWEB25051901 - Live webinar: Entities Listing on HKEX Series – Session 4: General Principles for Listing on HKEX (19 May 2025 (19:00 - 21:00))
EWEB25052201 - Live webinar: Entities Listing on HKEX Series – Session 5: How to Manage Cross-Boundary Data Flow in the Greater Bay Area (22 May 2025 (19:00 - 21:00))
EWEB25060201 - Live webinar: Entities Listing on HKEX Series – Session 6: Valuation: Before and After the M&A Transactions (02 Jun 2025 (19:00 - 21:00))
EWEB25060901 - Live webinar: Entities Listing on HKEX Series – Session 7: Tax Field Audit (09 Jun 2025 (19:00 - 21:00))
EWEB25061101 - Live webinar: Entities Listing on HKEX Series – Session 8: Introduction of the Protection of Critical Infrastructure (Computer Systems) Bill and Understanding ROI in Cybersecurity (11 Jun 2025 (19:00 - 21:00))
EWEB25061801 - Live webinar: Entities Listing on HKEX Series – Session 9: Perspectives from Issuers: Navigating HKEX's New Climate-related Disclosure Requirements (18 Jun 2025 (19:00 - 21:00))
EWEB25062301 - Live webinar: Entities Listing on HKEX Series – Session 10: General Business Model for Listing on HKEX (23 Jun 2025 (19:00 - 21:00))
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